| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Alliance Asset Management Limited (HK) | RO | Asset management | 2019-06-19 | - |
| Rep | Asset management | 2019-06-11 | 2019-06-19 | |
| INNOVATION ASSET MANAGEMENT CO., LIMITED | RO | Asset management | 2019-03-20 | 2019-06-06 |
| Rep | Asset management | 2019-03-18 | 2019-03-20 | |
| Luminous Asset Management (HK) Limited | RO | Asset management | 2016-09-20 | 2019-02-20 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2011-02-08 | 2012-12-14 |
| Rep | Dealing in securities | 2011-02-08 | 2012-12-14 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-02-08 | 2012-12-14 |
| Rep | Advising on securities | 2009-06-04 | 2011-01-01 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-10-05 | 2008-06-26 |
| Rep | Dealing in securities | 2006-10-05 | 2008-06-26 | |
| Rep | Advising on securities | 2006-09-11 | 2008-06-26 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Advising on securities | 2003-04-01 | 2006-09-01 |
No HKMA registrations in the collected records.