Personnel Hong Kong SFC License Details (ID 70425)

Personnel Hong Kong SFC License Details (ID 70425)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yue Xiu Capital Limited	RO	Advising on corporate finance	2026-05-22	-
	Rep	Advising on corporate finance	2026-01-23	2026-05-22
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2026-01-23	-
RED SOLAR SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2024-12-24	2025-12-30
	RO	Advising on corporate finance	2024-12-13	2025-12-30
	Rep	Advising on corporate finance	2024-10-22	2024-12-13
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2021-09-28	2024-04-26
	Rep	Advising on corporate finance	2013-03-28	2021-09-28
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2006-06-28	2016-12-31