Personnel Hong Kong SFC License Details (ID 70437)

Personnel Hong Kong SFC License Details (ID 70437)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oshidori Corporate Finance Limited	RO	Advising on corporate finance	2016-08-25	2023-08-27
	Rep	Advising on corporate finance	2016-06-29	2016-08-25
Akron Corporate Finance Limited	RO	Advising on corporate finance	2015-04-23	2016-05-31
	Rep	Advising on corporate finance	2015-04-01	2015-04-23
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2013-04-18	2014-10-24
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2010-08-03	2014-10-24
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on securities	2007-09-27	2010-07-25
	Rep	Advising on corporate finance	2007-06-18	2010-07-25
	Rep	Dealing in securities	2007-06-18	2010-07-25