| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2026-06-04 | - |
| Rep | Advising on corporate finance | 2026-06-01 | 2026-06-04 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2026-06-01 | - |
| Rep | Dealing in securities | 2026-06-01 | - | |
| Morgan Stanley Asia Limited | RO | Advising on corporate finance | 2018-11-01 | 2023-05-24 |
| RO | Dealing in securities | 2018-11-01 | 2023-05-24 | |
| Rep | Advising on corporate finance | 2018-09-03 | 2018-11-01 | |
| Rep | Dealing in securities | 2018-09-03 | 2018-11-01 | |
| Credit Suisse (Hong Kong) Limited | RO | Advising on corporate finance | 2015-12-01 | 2018-08-25 |
| Rep | Advising on corporate finance | 2015-09-21 | 2015-12-01 | |
| Rep | Advising on securities | 2015-09-21 | 2018-08-25 | |
| Rep | Dealing in securities | 2015-09-21 | 2018-08-25 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2014-10-10 | 2015-08-07 |
| Rep | Advising on corporate finance | 2013-03-28 | 2014-10-10 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2006-08-17 | 2015-08-07 |
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-28 | 2006-08-07 |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-02-21 |
| Rep | Advising on securities | 2003-04-01 | 2005-02-21 | |
| Rep | Asset management | 2003-04-01 | 2005-02-21 |
No HKMA registrations in the collected records.