| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | Advising on corporate finance | 2019-08-13 | - |
| RO | Advising on securities | 2019-08-13 | - |
| RO | Dealing in securities | 2019-08-13 | - |
| Rep | Advising on corporate finance | 2018-12-17 | 2019-08-13 |
| Rep | Advising on securities | 2018-12-17 | 2019-08-13 |
| Rep | Dealing in securities | 2018-12-17 | 2019-08-13 |
| Templewater Hong Kong Limited | RO | Dealing in securities | 2018-01-05 | 2018-09-23 |
| RO | Advising on corporate finance | 2016-01-29 | 2018-09-23 |
| Rep | Advising on corporate finance | 2015-11-19 | 2016-01-29 |
| Rep | Dealing in securities | 2015-11-19 | 2018-01-05 |
| China Securities (International) Corporate Finance Company Limited | RO | Advising on corporate finance | 2014-11-12 | 2015-10-23 |
| RO | Dealing in securities | 2014-11-12 | 2015-10-23 |
| Rep | Advising on corporate finance | 2014-05-16 | 2014-11-12 |
| Rep | Dealing in securities | 2014-05-16 | 2014-11-12 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-28 | 2014-04-10 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2010-06-11 | 2014-04-10 |
| Joy Silver Limited | Rep | Advising on corporate finance | 2010-02-02 | 2010-04-30 |
| Rep | Dealing in securities | 2010-02-02 | 2010-04-30 |
| Standard Chartered Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2008-09-30 | 2009-02-10 |
| RO | Dealing in securities | 2008-09-30 | 2009-02-10 |
| Rep | Dealing in securities | 2006-04-20 | 2008-09-30 |
| Rep | Advising on corporate finance | 2006-04-18 | 2008-09-30 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2004-09-02 | 2006-03-24 |