Personnel Hong Kong SFC License Details (ID 70445)

Personnel Hong Kong SFC License Details (ID 70445)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Advising on securities	2016-09-23	-
	RO	Dealing in futures contracts	2013-05-14	-
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Dealing in securities	2010-08-10	2016-12-31
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Providing automated trading services	2009-10-15	2015-11-30
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	RO	Dealing in securities	2009-06-25	2011-12-30
BNP PARIBAS FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2005-07-14	2011-12-30
BNP PARIBAS PEREGRINE FUTURES LIMITED	RO	Dealing in futures contracts	2004-12-03	2005-10-31
	Rep	Advising on futures contracts	2003-04-01	2004-05-17
	Rep	Asset management	2003-04-01	2004-05-17
	Rep	Dealing in futures contracts	2003-04-01	2004-12-03
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2004-08-26
	RO	Advising on securities	2003-04-01	2004-08-26
	RO	Asset management	2003-04-01	2004-08-26