Personnel Hong Kong SFC License Details (ID 70447)

Personnel Hong Kong SFC License Details (ID 70447)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2012-12-13	2014-01-31
	Rep	Dealing in securities	2012-12-13	2014-01-31
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2008-01-14	2011-12-30
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in securities	-	2007-08-13
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in futures contracts	-	2007-08-13