Personnel Hong Kong SFC License Details (ID 70466)

Personnel Hong Kong SFC License Details (ID 70466)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2013-03-28	2017-02-10
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2011-04-26	2016-12-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2010-07-23	2010-07-30
	Rep	Dealing in securities	2010-07-23	2010-07-30
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2010-07-23	2010-07-30
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2009-01-08	2010-07-23
	RO	Dealing in securities	2009-01-08	2010-07-23
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2009-01-08	2010-07-23
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2005-08-24	2009-01-08
	Rep	Dealing in securities	2005-08-24	2009-01-08
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2005-08-24	2009-01-08
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2004-12-02	2005-06-06
	Rep	Dealing in securities	2004-12-02	2005-06-06
FOX-PITT, KELTON (ASIA) LIMITED	RO	Advising on corporate finance	-	2004-09-12