Personnel Hong Kong SFC License Details (ID 70479)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS DEALING SERVICES ASIA LIMITED	RO	Dealing in futures contracts	2011-06-29	2012-12-20
UBS DERIVATIVES HONG KONG LIMITED	RO	Dealing in futures contracts	2007-05-22	2008-11-06
	Rep	Dealing in futures contracts	2006-10-02	2007-05-22
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-10-02	2008-11-06
RBS Asia Futures Limited	RO	Advising on futures contracts	-	2005-01-25
	RO	Asset management	-	2005-01-25
	RO	Dealing in futures contracts	-	2006-09-30