Personnel Hong Kong SFC License Details (ID 70481)

Personnel Hong Kong SFC License Details (ID 70481)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in futures contracts	2019-01-01	-
	Rep	Dealing in securities	2019-01-01	-
BNP PARIBAS DEALING SERVICES ASIA LIMITED	RO	Dealing in futures contracts	2012-08-29	2018-12-31
	Rep	Dealing in futures contracts	2010-11-11	2012-08-29
	Rep	Asset management	2010-04-20	2010-07-02
	Rep	Dealing in securities	2010-04-20	2018-12-31
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Asset management	2007-10-10	2011-08-15
	Rep	Dealing in securities	2007-10-10	2011-08-15
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Asset management	2007-06-29	2007-09-29
	Rep	Dealing in securities	2007-06-29	2007-09-29
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Asset management	2005-12-29	2006-11-22
TEMPLETON ASSET MANAGEMENT LTD	Rep	Advising on corporate finance	2003-04-01	2003-08-08
	Rep	Advising on securities	2003-04-01	2003-08-08
	Rep	Asset management	2003-04-01	2006-11-22