Personnel Hong Kong SFC License Details (ID 70484)

Personnel Hong Kong SFC License Details (ID 70484)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2012-05-21	-
	RO	Dealing in futures contracts	2011-09-06	-
BNP PARIBAS FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2010-09-17	2011-12-30
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	RO	Dealing in securities	2010-09-17	2011-12-30
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-18	2010-09-17
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-02-18	2012-05-21
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2010-02-18	2010-09-17