| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-23 | 2014-05-30 |
| Rep | Dealing in securities | 2013-05-23 | 2014-05-30 |
| RO | Dealing in futures contracts | 2011-09-06 | 2013-05-23 |
| RO | Dealing in securities | 2011-01-11 | 2013-05-23 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | RO | Dealing in securities | 2006-08-24 | 2011-12-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2006-06-22 | 2011-12-30 |
| Rep | Advising on futures contracts | - | 2004-11-29 |
| Rep | Asset management | - | 2004-11-29 |
| Rep | Dealing in futures contracts | - | 2006-06-22 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Advising on corporate finance | - | 2004-08-03 |
| Rep | Advising on securities | - | 2004-08-03 |
| Rep | Asset management | - | 2004-08-03 |
| Rep | Dealing in securities | - | 2006-08-24 |