Personnel Hong Kong SFC License Details (ID 70491)

Personnel Hong Kong SFC License Details (ID 70491)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CTW SECURITIES LIMITED	Rep	Dealing in securities	2019-12-16	2021-03-31
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-08-11	2019-08-29
	Rep	Dealing in securities	2016-08-11	2019-08-29
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-14	2016-05-10
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-08-31	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2009-08-31	2016-05-10
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2009-08-31	2011-12-30