Personnel Hong Kong SFC License Details (ID 70499)

Personnel Hong Kong SFC License Details (ID 70499)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
3W Fund Management Limited	RO	Asset management	2013-06-27	2023-08-01
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2012-07-23
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-07-14	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2011-07-14	2012-07-23
	Rep	Dealing in securities	2011-07-14	2012-07-23
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-02-01	2011-04-01
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-09-09	2010-01-15
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-02-06	2008-12-04