Personnel Hong Kong SFC License Details (ID 70503)

Personnel Hong Kong SFC License Details (ID 70503)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2018-08-27	2023-08-09
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-20	2018-05-25
	Rep	Dealing in futures contracts	2011-09-14	2013-10-17
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-01-05	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2009-11-26	2013-10-17
	Rep	Dealing in securities	2007-06-18	2013-10-17
Central Asset Investments and Management Holdings (HK) Limited	Rep	Asset management	2005-08-09	2007-04-17
FORE ASIA, LIMITED	Rep	Advising on securities	2004-12-08	2005-05-05
	Rep	Asset management	2004-12-08	2005-05-05