Personnel Hong Kong SFC License Details (ID 70506)

Personnel Hong Kong SFC License Details (ID 70506)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-01-23	-
	Rep	Dealing in securities	2017-01-23	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-11-11	2016-11-08
	Rep	Dealing in securities	2013-11-11	2016-11-08
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-11-11	2016-11-08
	Rep	Dealing in securities	2013-11-11	2016-11-08
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-14	2013-07-26
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-04-04	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-04-04	2013-07-26