| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2019-12-11 | 2020-03-17 |
| Rep | Dealing in securities | 2019-12-11 | 2020-03-17 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2012-04-25 | 2019-04-30 |
| Rep | Dealing in futures contracts | 2011-09-14 | 2019-04-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-08 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2010-12-08 | 2015-11-30 |
| Rep | Dealing in securities | 2010-12-08 | 2019-04-30 |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-06-08 | 2010-06-23 |
| Rep | Dealing in securities | 2009-06-08 | 2010-06-23 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-10-16 | 2007-06-14 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-12-29 | 2006-10-02 |