Personnel Hong Kong SFC License Details (ID 70512)

Personnel Hong Kong SFC License Details (ID 70512)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2024-08-06	2024-08-31
	Rep	Dealing in securities	2024-08-06	2024-08-31
	RO	Dealing in futures contracts	2018-01-16	2024-08-06
	RO	Dealing in securities	2018-01-16	2024-08-06
	Rep	Dealing in futures contracts	2011-09-14	2018-01-16
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-08-15	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-08-15	2018-01-16
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2008-08-15	2011-12-30