Personnel Hong Kong SFC License Details (ID 70514)

Personnel Hong Kong SFC License Details (ID 70514)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2022-09-22	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2022-09-09	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2022-09-09	-
	Rep	Dealing in securities	2022-09-09	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-14	2022-06-02
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-12-24	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2009-12-24	2022-06-02
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2009-12-24	2011-12-30