Personnel Hong Kong SFC License Details (ID 70518)

Personnel Hong Kong SFC License Details (ID 70518)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2013-05-31
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-06-27	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2011-06-27	2013-05-31
	Rep	Dealing in securities	2011-06-27	2013-05-31
Segantii Capital Management Limited	Rep	Asset management	2010-04-27	2010-07-23
Point72 Hong Kong Limited	Rep	Asset management	2008-07-28	2009-12-16
Morgan Stanley Asia Limited	Rep	Advising on securities	2004-01-26	2007-12-18
	Rep	Dealing in securities	2004-01-26	2007-12-18