Personnel Hong Kong SFC License Details (ID 70525)

Personnel Hong Kong SFC License Details (ID 70525)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-11-15	2025-04-09
	Rep	Asset management	2022-11-15	2025-04-09
RAYLIANT ASSET MANAGEMENT LIMITED	Rep	Asset management	2022-02-21	2022-02-21
	RO	Asset management	2022-02-21	2022-08-10
SG SECURITIES (HK) LIMITED	RO	Providing automated trading services	2015-12-30	2020-05-14
	RO	Dealing in futures contracts	2015-12-30	2020-10-31
	RO	Dealing in securities	2015-12-30	2020-10-31
	Rep	Providing automated trading services	2015-11-24	2015-12-30
	Rep	Dealing in futures contracts	2015-11-24	2015-12-30
	Rep	Dealing in securities	2015-11-24	2015-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2015-06-01
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-09-10	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2010-09-10	2015-06-01
	Rep	Dealing in securities	2010-09-10	2015-06-01