| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2011-11-21 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-28 | 2011-11-21 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2010-07-28 | 2011-11-21 |
| Rep | Dealing in securities | 2009-02-09 | 2011-11-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | - | 2003-10-11 |
| Rep | Advising on securities | - | 2003-10-11 |
| Rep | Asset management | - | 2003-10-11 |
| Rep | Providing automated trading services | - | 2003-10-11 |
| Rep | Dealing in securities | - | 2003-10-11 |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | - | 2003-10-11 |
| Rep | Advising on securities | - | 2003-10-11 |
| Rep | Asset management | - | 2003-10-11 |
| Rep | Dealing in securities | - | 2003-10-11 |