| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-03-01 | 2018-08-22 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-03-01 | 2018-08-22 |
| Rep | Dealing in securities | 2016-03-01 | 2018-08-22 |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-04-12 | 2014-04-26 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2011-11-18 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-29 | 2011-11-18 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-06-29 | 2011-11-18 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2009-06-29 | 2011-11-18 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-20 | 2009-06-20 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2009-05-20 | 2009-06-20 |