| INNOVATION ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2018-09-11 | - |
| RO | Asset management | 2018-09-11 | - |
| INNOVATION SECURITIES CO., LIMITED | RO | Dealing in securities | 2016-02-16 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-06-17 | 2015-04-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-06-17 | 2015-04-16 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-11-02 | 2014-03-06 |
| Rep | Dealing in securities | 2012-11-02 | 2014-03-06 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2012-07-31 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2009-11-26 | 2012-07-31 |
| Rep | Dealing in securities | 2006-09-07 | 2012-07-31 |
| Rep | Advising on securities | 2005-09-08 | 2006-08-31 |