| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2016-06-15 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2009-10-02 | 2011-12-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-12-18 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-12-18 | 2016-06-15 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2005-06-08 | 2006-04-28 |
| Rep | Dealing in securities | 2005-06-08 | 2006-04-28 |
| WHARTON INVESTMENT ADVISORS LIMITED | Rep | Advising on corporate finance | - | 2004-03-19 |
| Rep | Dealing in securities | - | 2004-03-19 |
| Rep | Advising on futures contracts | - | 2005-05-25 |
| Rep | Advising on securities | - | 2005-05-25 |
| Rep | Asset management | - | 2005-05-25 |