| Citigroup Global Markets Asia Limited | RO | Providing automated trading services | 2021-03-25 | 2022-07-10 |
| RO | Dealing in futures contracts | 2018-11-28 | 2022-07-10 |
| RO | Dealing in securities | 2018-11-28 | 2022-07-10 |
| Rep | Dealing in futures contracts | 2017-11-29 | 2018-11-28 |
| Rep | Dealing in securities | 2017-11-29 | 2018-11-28 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2017-08-29 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-31 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-03-31 | 2017-08-29 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2009-03-31 | 2011-12-30 |