| BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2017-10-16 | 2020-05-20 |
| SG SECURITIES (HK) LIMITED | RO | Providing automated trading services | 2015-07-21 | 2017-07-21 |
| RO | Dealing in futures contracts | 2015-07-21 | 2017-07-21 |
| RO | Dealing in securities | 2015-07-21 | 2017-07-21 |
| Rep | Providing automated trading services | 2015-04-15 | 2015-07-21 |
| Rep | Dealing in futures contracts | 2015-04-15 | 2015-07-21 |
| Rep | Dealing in securities | 2015-04-15 | 2015-07-21 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2013-07-31 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-15 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-05-15 | 2013-07-31 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2009-05-15 | 2011-12-30 |