| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2015-04-01 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2010-01-05 | 2015-04-01 |
| Rep | Dealing in securities | 2009-07-02 | 2015-04-01 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | - | 2003-12-31 |
| Rep | Advising on securities | - | 2003-12-31 |
| Rep | Providing automated trading services | - | 2003-12-31 |
| Rep | Dealing in securities | - | 2003-12-31 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | - | 2003-12-31 |
| Rep | Dealing in futures contracts | - | 2003-12-31 |