| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2018-09-17 | - |
| Rep | Dealing in securities | 2018-02-20 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-02-20 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2013-06-18 | 2015-11-30 |
| Rep | Dealing in futures contracts | 2013-06-18 | 2017-11-16 |
| Rep | Dealing in securities | 2013-06-18 | 2017-11-16 |
| Rep | Dealing in futures contracts | 2011-09-15 | 2013-05-31 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2009-11-26 | 2013-05-31 |
| Rep | Dealing in securities | 2008-04-23 | 2013-05-31 |