Personnel Hong Kong SFC License Details (ID 70551)

Personnel Hong Kong SFC License Details (ID 70551)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2014-06-10
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-06-30	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-06-30	2014-06-10
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2011-06-30	2011-12-30
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-09-20	2009-07-08
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2005-09-20	2009-07-08
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-06-06	2005-06-19
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2005-06-06	2005-06-19
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-05-27	2004-06-02
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-05-27	2004-06-02
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-03-22	2004-03-29
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-03-22	2004-03-29
Morgan Stanley Asia Limited	Rep	Dealing in securities	2003-09-01	2003-09-15
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2003-09-01	2003-09-15