| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2016-09-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-20 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-20 | 2016-09-30 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2011-06-20 | 2011-12-30 |
| MUFG Securities Asia Limited | Rep | Dealing in securities | 2010-12-31 | 2011-06-14 |
| MUSHK Limited | Rep | Dealing in securities | 2010-08-18 | 2010-12-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-17 |
| Rep | Dealing in securities | 2008-10-10 | 2008-12-17 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-01 | 2008-09-29 |
| Rep | Dealing in securities | 2007-06-01 | 2008-09-29 |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-01 | 2008-09-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-06-01 | 2008-09-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-08 | 2007-04-27 |