| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2014-04-17 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2010-08-30 | 2011-12-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-04 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2010-08-04 | 2014-04-17 |
| Rep | Dealing in securities | 2010-08-04 | 2014-04-17 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-04-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-04-28 |
| Rep | Dealing in securities | 2009-07-02 | 2010-04-28 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-02-11 | 2009-04-04 |
| Rep | Dealing in futures contracts | 2008-01-25 | 2009-04-04 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2007-08-13 | 2008-01-03 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-31 | 2008-01-03 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2005-08-31 | 2008-01-03 |