| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2024-04-26 | - |
| RO | Dealing in futures contracts | 2022-05-26 | - | |
| Rep | Providing automated trading services | 2013-02-18 | 2015-11-30 | |
| Rep | Dealing in futures contracts | 2013-02-18 | 2022-05-26 | |
| Rep | Dealing in securities | 2013-02-18 | 2024-04-26 | |
| RO | Dealing in futures contracts | 2012-05-21 | 2013-02-18 | |
| Rep | Dealing in futures contracts | 2012-03-22 | 2012-05-21 | |
| RO | Dealing in futures contracts | 2011-09-06 | 2012-03-22 | |
| RO | Providing automated trading services | 2009-10-15 | 2013-02-18 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-14 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2008-11-24 | 2013-02-18 |
| Rep | Dealing in securities | 2007-09-24 | 2008-11-24 | |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-10-08 | 2005-01-15 |
| Rep | Dealing in securities | 2004-10-08 | 2005-01-15 | |
| RO | Dealing in futures contracts | 2003-10-02 | 2004-10-08 | |
| CREDIT AGRICOLE INDOSUEZ CHEUVREUX SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2003-04-01 | 2003-09-30 |
| Newedge Broker Hong Kong Limited | RO | Providing automated trading services | 2003-04-01 | 2003-07-09 |
| RO | Dealing in futures contracts | 2003-04-01 | 2005-01-15 | |
| SG Asset Finance (Hong Kong) Limited | RO | Providing automated trading services | 2003-04-01 | 2003-07-09 |
| RO | Dealing in securities | 2003-04-01 | 2004-10-08 |
No HKMA registrations in the collected records.