Personnel Hong Kong SFC License Details (ID 70562)

Personnel Hong Kong SFC License Details (ID 70562)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Markets Trading Limited	RO	Dealing in securities	2021-04-12	-
	Rep	Dealing in securities	2021-02-22	2021-04-12
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2014-10-07	2021-05-06
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2014-09-08	2016-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2012-07-06
	Rep	Dealing in securities	2011-01-10	2012-07-06
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-01-07	2011-12-30
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2009-01-07	2011-12-30