Personnel Hong Kong SFC License Details (ID 70563)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2023-09-05	2026-07-10
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-01-16	2023-06-23
	Rep	Dealing in securities	2019-01-16	2023-06-23
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2019-01-16	2023-06-23
	Rep	Dealing in securities	2019-01-16	2023-06-23
MACQUARIE CAPITAL LIMITED	Rep	Providing automated trading services	2015-03-23	2018-08-27
	Rep	Dealing in securities	2015-03-23	2018-08-27
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2013-09-16
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-05-20	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2010-04-20	2013-09-16
	Rep	Dealing in securities	2010-04-20	2013-09-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-17	2007-08-01
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-10
	Rep	Advising on securities	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Providing automated trading services	-	2003-10-10
	Rep	Dealing in securities	-	2007-08-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Dealing in futures contracts	-	2007-08-01