Personnel Hong Kong SFC License Details (ID 70566)

Personnel Hong Kong SFC License Details (ID 70566)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Infinitus Partners Asset Management Limited	Rep	Advising on securities	2021-06-10	-
	Rep	Asset management	2021-06-10	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2014-10-03	2017-04-25
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2013-12-13
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-12-22	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2010-12-22	2013-12-13
	Rep	Dealing in securities	2010-12-22	2013-12-13
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-08-28	2010-11-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-08-28	2010-11-09
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-01-10	2007-07-16
	Rep	Dealing in securities	2006-03-31	2007-07-16
	Rep	Dealing in securities	2005-03-22	2005-04-22