| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-10 | 2014-06-26 |
| Rep | Dealing in securities | 2013-06-10 | 2014-06-26 | |
| QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2013-05-22 | 2013-05-27 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2012-11-09 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-27 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2010-10-27 | 2012-11-09 |
| Rep | Dealing in securities | 2010-10-27 | 2012-11-09 |