Personnel Hong Kong SFC License Details (ID 70577)

Personnel Hong Kong SFC License Details (ID 70577)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Linkriver Capital Management Limited	RO	Asset management	2018-05-18	-
WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED	RO	Advising on securities	2015-07-16	2017-05-31
	Rep	Asset management	2014-02-28	2017-05-31
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2013-11-14
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-04-04	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-04-04	2013-11-14