Personnel Hong Kong SFC License Details (ID 70578)

Personnel Hong Kong SFC License Details (ID 70578)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OP INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2026-01-19	-
	Rep	Asset management	2023-07-21	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2023-03-30
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-08-07	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-08-07	2023-03-30
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2008-08-07	2011-12-30