Personnel Hong Kong SFC License Details (ID 70583)

Personnel Hong Kong SFC License Details (ID 70583)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2020-06-02	2021-07-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-01-08	2020-04-03
	Rep	Dealing in securities	2018-01-08	2020-04-03
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2016-09-23	2017-11-16
	Rep	Dealing in securities	2016-09-23	2017-11-16
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2016-04-25
	Rep	Dealing in securities	2007-05-25	2016-04-25
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-04-23	2011-12-30
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2007-04-23	2011-12-30
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2005-05-13	2007-03-15
	Rep	Dealing in securities	2005-05-13	2007-03-15