Personnel Hong Kong SFC License Details (ID 70586)

Personnel Hong Kong SFC License Details (ID 70586)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Acmys Asset Management (Hong Kong) Limited	RO	Advising on securities	2019-04-04	2023-07-24
	RO	Asset management	2019-04-04	2023-07-24
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2014-09-12	2018-12-31
	Rep	Asset management	2014-09-12	2018-12-31
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-15	2014-09-05
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-01-11	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-01-11	2014-09-05