Personnel Hong Kong SFC License Details (ID 70593)

Personnel Hong Kong SFC License Details (ID 70593)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2021-08-12	-
	RO	Dealing in securities	2021-08-12	-
	Rep	Advising on securities	2018-10-04	2021-08-12
	Rep	Dealing in securities	2018-10-04	2021-08-12
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	RO	Advising on securities	2013-11-18	2018-07-12
	RO	Dealing in securities	2013-11-18	2018-07-12
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2005-04-27	2013-10-01
	RO	Dealing in securities	2005-04-27	2013-10-01
	Rep	Advising on futures contracts	2003-04-01	2005-01-27
	Rep	Asset management	2003-04-01	2005-01-27
	Rep	Advising on securities	2003-04-01	2005-04-27
	Rep	Dealing in securities	2003-04-01	2005-04-27