Personnel Hong Kong SFC License Details (ID 70598)

Personnel Hong Kong SFC License Details (ID 70598)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2021-08-18	-
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-10-26	2018-05-03
	Rep	Asset management	2017-10-26	2018-05-03
	Rep	Dealing in securities	2017-10-26	2018-05-03
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on futures contracts	2010-04-12	2017-10-13
	Rep	Advising on securities	2010-04-12	2017-10-13
	Rep	Asset management	2010-04-12	2017-10-13
	Rep	Dealing in securities	2010-04-12	2017-10-13
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	Advising on futures contracts	2008-06-17	2010-07-02
	Rep	Advising on securities	2007-09-04	2010-07-02
	Rep	Asset management	2007-09-04	2010-07-02
	Rep	Dealing in securities	2007-09-04	2010-11-08