Personnel Hong Kong SFC License Details (ID 70613)

Personnel Hong Kong SFC License Details (ID 70613)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2023-08-10	2024-11-15
FIRST WORLDSEC SECURITIES LIMITED	Rep	Dealing in securities	2019-08-27	2023-05-31
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2015-07-28	2017-11-20
	Rep	Asset management	2015-07-28	2017-11-20
	Rep	Dealing in securities	2015-07-28	2017-11-20
VALUE PARTNERS LIMITED	Rep	Advising on securities	2015-07-28	2017-11-20
	Rep	Asset management	2015-07-28	2017-11-20
	Rep	Dealing in securities	2015-07-28	2017-11-20
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2011-08-29	2015-05-30
	Rep	Asset management	2011-08-29	2015-05-30
	Rep	Dealing in securities	2011-08-29	2015-05-30