Personnel Hong Kong SFC License Details (ID 70616)

Personnel Hong Kong SFC License Details (ID 70616)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Longriver Investment Partners Limited	RO	Advising on securities	2022-04-12	-
	RO	Asset management	2022-04-12	-
BEA Union Investment Management Limited	RO	Advising on securities	2017-10-23	2019-01-08
	RO	Asset management	2017-10-23	2019-01-08
	RO	Dealing in securities	2017-10-23	2019-01-08
	Rep	Advising on securities	2017-07-17	2017-10-23
	Rep	Asset management	2017-07-17	2017-10-23
	Rep	Dealing in securities	2017-07-17	2017-10-23
Conning Asia Pacific Limited	RO	Advising on securities	2016-09-28	2017-07-07
	RO	Asset management	2016-09-28	2017-07-07
	RO	Dealing in securities	2016-09-28	2017-07-07
	Rep	Advising on securities	2014-12-09	2016-09-28
	Rep	Asset management	2014-12-09	2016-09-28
	Rep	Dealing in securities	2014-12-09	2016-09-28
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2012-08-17	2014-01-01
	Rep	Asset management	2012-08-17	2014-01-01
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2007-01-08	2012-05-12
	Rep	Advising on securities	2003-04-01	2012-05-12
	Rep	Asset management	2003-04-01	2012-05-12