Personnel Hong Kong SFC License Details (ID 70625)

Personnel Hong Kong SFC License Details (ID 70625)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on securities	2023-09-06	-
	Rep	Dealing in securities	2023-09-06	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2019-01-01	2023-08-15
	Rep	Dealing in securities	2019-01-01	2023-08-15
	Rep	Advising on securities	2017-02-28	2018-12-31
	Rep	Dealing in securities	2017-02-28	2018-12-31
abrdn Hong Kong Limited	Rep	Advising on securities	2014-08-28	2017-01-20
	Rep	Dealing in securities	2014-08-28	2017-01-20
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2010-10-20	2014-08-12
	Rep	Dealing in securities	2010-10-20	2014-08-12
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Advising on securities	2009-11-11	2009-12-31
	Rep	Asset management	2009-11-11	2009-12-31
	Rep	Dealing in securities	2009-11-11	2009-12-31
PineBridge Investments Asia Limited	Rep	Dealing in securities	2009-04-03	2009-10-13
	Rep	Advising on securities	2007-08-13	2009-10-13
	Rep	Asset management	2007-08-13	2009-10-13
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2007-08-13	2009-10-13