Personnel Hong Kong SFC License Details (ID 70634)

Personnel Hong Kong SFC License Details (ID 70634)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HFT INVESTMENT MANAGEMENT (HK) LIMITED	RO	Advising on securities	2012-05-31	2015-03-31
	RO	Asset management	2012-05-31	2015-03-31
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2008-06-02	2011-12-09
	Rep	Asset management	2008-06-02	2011-12-09
	Rep	Dealing in securities	2008-06-02	2011-12-09
FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2008-03-31	2008-08-15
	Rep	Asset management	2008-03-31	2008-08-15
	Rep	Dealing in securities	2008-03-31	2008-08-15
	RO	Advising on securities	2007-01-19	2007-09-10
	RO	Asset management	2007-01-19	2007-09-10
	RO	Dealing in securities	2007-01-19	2007-09-10
FORTIS INVESTMENT MANAGEMENT ASIA LIMITED	RO	Advising on securities	-	2004-11-29
	RO	Asset management	-	2004-11-29
	RO	Dealing in securities	-	2004-11-29