Personnel SFC Licences and HKMA Registrations (ID 70638)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2026-06-16	-
	Rep	Dealing in securities	2026-06-16	-
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2020-02-21	2026-03-20
	Rep	Advising on securities	2017-09-28	2026-03-20
	Rep	Dealing in securities	2017-09-28	2026-03-20
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2010-04-12	2017-08-31
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	Dealing in securities	2005-10-31	2010-11-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.