| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CANTON MUTUAL FINANCIAL LIMITED | RO | Advising on securities | 2024-12-12 | - |
| RO | Asset management | 2024-12-12 | - | |
| RO | Dealing in securities | 2024-12-12 | - | |
| Yupei Fortune Capital Limited | RO | Advising on securities | 2023-05-22 | 2024-01-31 |
| RO | Asset management | 2023-05-22 | 2024-01-31 | |
| RO | Dealing in securities | 2023-05-22 | 2024-01-31 | |
| Rep | Advising on securities | 2023-05-05 | 2023-05-22 | |
| Rep | Asset management | 2023-05-05 | 2023-05-22 | |
| Rep | Dealing in securities | 2023-05-05 | 2023-05-22 | |
| DC Wealth Management (HK) Limited | RO | Dealing in securities | 2022-07-05 | 2023-03-31 |
| RO | Advising on securities | 2021-08-18 | 2023-03-31 | |
| RO | Asset management | 2021-08-18 | 2023-03-31 | |
| Rep | Advising on securities | 2021-08-10 | 2021-08-18 | |
| Rep | Asset management | 2021-08-10 | 2021-08-18 | |
| BC Global Asset Management Limited | RO | Advising on securities | 2016-09-28 | 2021-07-31 |
| RO | Asset management | 2016-09-28 | 2021-07-31 | |
| RO | Dealing in securities | 2016-09-28 | 2021-07-31 | |
| Rep | Advising on securities | 2016-08-16 | 2016-09-28 | |
| Rep | Asset management | 2016-08-16 | 2016-09-28 | |
| Rep | Dealing in securities | 2016-08-16 | 2016-09-28 | |
| DWS Investments Hong Kong Limited | Rep | Advising on securities | 2015-08-10 | 2016-04-23 |
| Rep | Dealing in securities | 2015-08-10 | 2016-04-23 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-04-12 | 2013-08-22 |
| Rep | Asset management | 2010-04-12 | 2013-08-22 | |
| Rep | Dealing in securities | 2010-04-12 | 2013-08-22 | |
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2008-10-20 | 2010-07-02 |
| Rep | Asset management | 2008-10-20 | 2010-07-02 | |
| Rep | Dealing in securities | 2008-10-20 | 2010-11-08 |