| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| TUNG YAT SECURITIES LIMITED | RO | Advising on securities | 2025-10-30 | - |
| RO | Asset management | 2025-10-30 | - | |
| Rep | Advising on securities | 2025-08-27 | 2025-10-30 | |
| Rep | Asset management | 2025-08-27 | 2025-10-30 | |
| WealthQuay Asset Management Limited | RO | Advising on securities | 2024-11-25 | 2025-07-19 |
| RO | Asset management | 2024-11-25 | 2025-07-19 | |
| VSFG Asset Management Limited | Rep | Advising on securities | 2024-10-03 | 2024-10-10 |
| Rep | Asset management | 2024-10-03 | 2024-10-10 | |
| Rep | Dealing in securities | 2024-10-03 | 2024-10-10 | |
| ICBC UBS Asset Management (International) Company Limited | RO | Advising on securities | 2019-05-07 | 2022-09-30 |
| RO | Asset management | 2019-05-07 | 2022-09-30 | |
| Rep | Advising on securities | 2017-04-05 | 2019-05-07 | |
| Rep | Asset management | 2017-04-05 | 2019-05-07 | |
| ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2013-10-15 | 2015-10-31 |
| Rep | Advising on securities | 2011-11-24 | 2015-10-31 | |
| Rep | Asset management | 2011-11-24 | 2015-10-31 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-04-12 | 2011-09-17 |
| Rep | Asset management | 2010-04-12 | 2011-09-17 | |
| Rep | Dealing in securities | 2010-04-12 | 2011-09-17 | |
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2008-07-31 | 2010-07-02 |
| Rep | Asset management | 2008-07-31 | 2010-07-02 | |
| Rep | Dealing in securities | 2008-07-31 | 2010-11-08 |
No HKMA registrations in the collected records.